James Thomas Bova

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2008 → 09/2020
  Securities Service Network Inc
  Danbury, CT
• 09/2020 → 06/2024
  Securities America, Inc.
  Danbury, CT
• 09/2020 → 06/2024
  Securities America Advisors, Inc.
  Danbury, CT
• 06/2024 → Present
  Osaic Wealth, Inc.
  Danbury, CT

Previous Registrations

• 2020-09-18 → 2024-06-14
  Securities America Advisors, Inc.
  Danbury, CT
• 2008-10-31 → 2020-09-18
  Ssn Advisory, Inc.
  Danbury, CT
• 2007-05-16 → 2008-11-06
  Equitable Advisors, Llc
  Ridgefield, CT
  New York, NY
  Ridgefield, CT
• 2006-03-08 → 2006-11-21
  Hornor, Townsend & Kent, Llc
  Ridgefield, CT
  Ridgefield, CT

Other Businesses

1. BOVA FINANCIAL POSITION: Sales NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/18/2020 ADDRESS: 119 Winding Ridge Way, Danbury CT 06810, United States DESCRIPTION: Solicit sales of insurance products including variable annuities for commissions. 2. SUCCESSOR TRUSTEE POSITION: Successor Trustee NATURE: Sole Proprietor. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/02/2026 ADDRESS: 119 Winding Ridge Way, Danbury CT 06810, United States DESCRIPTION: I'll be named as successor Trustee, have 2 other family members named as Trustee ahead of me.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-05-10
• S63 Uniform Securities Agent State Law Examination
  1989-11-20

Other Names

• Jim Bova
• James T Bova