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West Fork Wealth Management LLC CRD 331919
$10.0M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Chapel Hill, NC • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-07-29 |
| TX | RA | APPROVED_RES | 2024-06-06 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Chapel Hill | NC | 01/2016 | 10/2017 |
| Robert W Baird & Co. Incorporated | Chapel Hill | NC | 10/2017 | 05/2024 |
| West Fork Wealth Management Llc | Chapel Hill | NC | 06/2024 | Present |
Name/Address: Carolina Friends School 4809 Friends School Road Durham NC 27705 Start Date: 6/1/20 Hours Spent: 0-10 hours/month Hours Spent During Trading: 10 or more hours/month Role/Responsibility: Summer Camp Teacher Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-02-06 |
| S65 | Uniform Investment Adviser Law Examination | 2011-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 2003-07-17 |
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