Inactive

Joseph Mattei

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Current Employers

Fisher\Smb

4100 International Parkway Suite 2000, Carrollton, TX 75007 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-04-14

TX RA
APPROVED

Since 2026-04-14

Branch Locations

4100 International Parkway Suite 2000, Carrollton, TX 75007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa	Lewisville	TX	07/2013	02/2023
Aw Securities	Folsom	CA	10/2023	03/2026
Allworth Financial	Folsom	CA	10/2023	03/2026
Unemployed	Dallas	TX	03/2023	10/2023
Fisher Retirement Solutions Llc Dba Fisher\Smb	Plano	TX	04/2026	Present

07/2013 → 02/2023

Tiaa

Lewisville, TX
10/2023 → 03/2026

Aw Securities

Folsom, CA
10/2023 → 03/2026

Allworth Financial

Folsom, CA
03/2023 → 10/2023

Unemployed

Dallas, TX
04/2026 → Present

Fisher Retirement Solutions Llc Dba Fisher\Smb

Plano, TX

Previous Registrations

2024-10-10 → 2026-03-30

Allworth Financial, L.P.

Addison, TX

Folsom, CA
2003-06-05 → 2003-12-05

Charles Schwab & Co., Inc.

Dallas, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-10-09
S63	Uniform Securities Agent State Law Examination	2013-10-04

S66 Uniform Combined State Law Examination

2024-10-09
S63 Uniform Securities Agent State Law Examination

2013-10-04

Other Names

Joseph Richard Mattei
Joe Mattei

View on SEC IAPD

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