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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2017-09-08 |
| TX | RA | APPROVED_RES | 2017-09-07 |
Branch Locations
200 Campus Dr Ste 220, Florham Park, NJ 07932 • United States
West Orange, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | New York | NY | 08/1999 | 09/2017 |
| Wells Fargo Clearing Services Llc | Florham Park | NJ | 09/2017 | Present |
CATHEDRAL BASILICA OF THE SACRED HEART; NOT INVESTMENT RELATED; NEWARK, NJ; SUBSTITUTE CHOIR SINGER; START DATE 09/03/2013; 1 HOUR PER MONTH / 0 DURING TRADING HOURS. TRUSTEE FOR AUNT'S TRUST, INV RELATED, WEST ORANGE, NJ, START: 6/29/2022, 5 HRS/MONTH, 0 HRS DURING TRADING.; EXECUTOR FOR COUSIN, INV RELATED, WEST ORANGE, NJ, START: 12/05/2020, 1 HR/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 1990-06-05 |
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