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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-07 |
| TX | RA | APPROVED_RES | 2018-08-09 |
| CA | RA | APPROVED | 2014-04-01 |
Branch Locations
9595 Wilshire Blvd. Suite 801 And 200, Beverly Hills, CA 90212 • United States
Los Angeles, CA • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates Inc | Los Angeles | CA | 03/2014 | Present |
(1)Name of Business: Astor Tower Condominium Association Address: 1300 N. Astor St., Chicago, IL, 60610, United States Activity Type: Non profit Position/Title: Officer - Treasurer, Board Member Investment Related: Yes Start Date: 12/01/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: To help make policy and approve the expenditures of funds.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 1989-09-27 |
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