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Benjamin Herschel Dean

Dean Wealth Management, LLC

Lindale, TX

Tyler, TX

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Current Employers
Dean Wealth Management, Llc

17074 Hwy 20 W., Lindale, TX 75771 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-10-02
  • TX RA
    APPROVED
    Since 2014-10-02

Branch Locations

17074 Hwy 20 W., Lindale, TX 75771 • United States

Tyler, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Swords Wealth Management Llc Lindale TX 09/2014 Present
  • 09/2014 → Present
    Swords Wealth Management Llc
    Lindale, TX
Previous Registrations
Other Businesses

BENJAMIN DEAN IS A INDEPENDENT INSURANCE AGENT PRACTICING AS A SOLE PROPRIETOR. THIS ACTIVITY IS NOT INVESTMENT-RELATED. HIS OFFICE FOR HIS INSURANCE ACTIVITIES IS 17074 HWY 20 W LINDALE, TEXAS 75771. MR. DEAN START DATE FOR THIS RELATIONSHIP IS SEPTEMBER 1, 2014. TIME SPEND ON INSURANCE ACTVITIES VARIES FROM ZERO TO 6 HOURS PER MONTH. NONE OF MR. DEANS INSURANCE ACTIVITIES INTERFER WITH HIS TRADING OF SECURITIES DURING MARKET HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-09-23
S63 Uniform Securities Agent State Law Examination 1989-11-22
  • S65 Uniform Investment Adviser Law Examination
    1991-09-23
  • S63 Uniform Securities Agent State Law Examination
    1989-11-22
Designations
Other Names
  • Ben Dean
  • Benjamin Hershel Dean

View on SEC IAPD

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