Benjamin Herschel Dean

Employer firm

Dean Wealth Management, LLC CRD 172563

$51.1M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → Present
  Swords Wealth Management Llc
  Lindale, TX

Previous Registrations

• 2008-04-22 → 2013-12-31
  Onyx Wealth Advisors, Inc.
  Dallas, TX
• 2007-01-17 → 2008-04-23
  Wfg Advisors, Lp
  Dallas, TX
• 2003-01-03 → 2007-01-04
  Momentum Independent Network Inc.
  Dallas, TX
  Dallas, TX
• 2002-12-16 → 2007-01-03
  Hilltop Securities Inc.
  Dallas, TX
  Dallas, TX

Other Businesses

BENJAMIN DEAN IS A INDEPENDENT INSURANCE AGENT PRACTICING AS A SOLE PROPRIETOR. THIS ACTIVITY IS NOT INVESTMENT-RELATED. HIS OFFICE FOR HIS INSURANCE ACTIVITIES IS 17074 HWY 20 W LINDALE, TEXAS 75771. MR. DEAN START DATE FOR THIS RELATIONSHIP IS SEPTEMBER 1, 2014. TIME SPEND ON INSURANCE ACTVITIES VARIES FROM ZERO TO 6 HOURS PER MONTH. NONE OF MR. DEANS INSURANCE ACTIVITIES INTERFER WITH HIS TRADING OF SECURITIES DURING MARKET HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1991-09-23
• S63 Uniform Securities Agent State Law Examination
  1989-11-22

Designations

• Certified Financial Planner

Other Names

• Ben Dean
• Benjamin Hershel Dean