Best Investors Account Sign in

Jeffrey Frank Hatfield

Osaic Wealth, Inc.

Costa Mesa, CA

Claim This Profile
Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-19
  • CA RA
    APPROVED
    Since 2024-01-19

Branch Locations

Costa Mesa, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fortis Investors, Inc. Huntington Beach CA 08/1989 Present
Osaic Wealth, Inc. Fort Worth TX 01/2024 Present
  • 08/1989 → Present
    Fortis Investors, Inc.
    Huntington Beach, CA
  • 01/2024 → Present
    Osaic Wealth, Inc.
    Fort Worth, TX
Previous Registrations
  • 2004-10-15 → 2024-01-19
    Woodbury Financial Services, Inc.
    Diamond Bar, CA
    La Verne, CA
    Costa Mesa, CA
    Huntington Beach, CA
    Fort Worth, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-29
S63 Uniform Securities Agent State Law Examination 1991-03-08
  • S65 Uniform Investment Adviser Law Examination
    1999-04-29
  • S63 Uniform Securities Agent State Law Examination
    1991-03-08

View on SEC IAPD

More in Costa Mesa, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor