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Inactive

David William Vela

Fmsa

Delray Beach, FL

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Current Employers
Fmsa

Delray Beach, FL • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-01-11
  • TX RA
    APPROVED_RES
    Since 2011-01-11

Branch Locations

Delray Beach, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation Yes
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Fmsa Lafayette LA 02/2011 Present
  • 02/2011 → Present
    Lafayette, LA
Previous Registrations
  • 2004-03-24 → 2012-12-03
    Oxford Asset Management, Llc
    Grapevine, TX
    Mcallen, TX
    Brownsville, TX
    S. Padre Island, TX
  • 2011-05-10 → 2011-12-31
    Grapevine, TX
  • 2002-10-09 → 2003-12-09
    A. G. Edwards & Sons, Inc.
    Brownsville, TX
Other Businesses

(1)PROPERTY MANAGEMENT; VELA & FILIZOLA, A PARTNERSHIP; NON-INVESTMENT RELATED; MANAGEMENT OF RENTAL PROPERTY; PARTNER; 6-1-2003; 1 HOUR PER MONTH, NONE DURING SECURITIES TRADING HOURS; COLLECT RENT AND SURVEY PROPERTY ONCE PER YEAR; (2)INDEPENDENT INSURANCE SALES, INVESTMENT RELATED, 4 HOURS PER MONTH;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-09-29
  • S63 Uniform Securities Agent State Law Examination
    1989-09-29

View on SEC IAPD

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