Lester Allen Brunker

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2024-02-14
WY	RA	APPROVED	2023-02-17
MN	RA	APPROVED	2013-12-09
TX	RA	APPROVED_RES	2011-06-29

MO RA
APPROVED

Since 2024-02-14
WY RA
APPROVED

Since 2023-02-17
MN RA
APPROVED

Since 2013-12-09
TX RA
APPROVED_RES

Since 2011-06-29

Branch Locations

Teton Village, WY • United States

80 South 8Th Street Suite 3040, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Minneapolis	MN	01/2009	Present

01/2009 → Present

Ubs Financial Services Inc

Minneapolis, MN

Other Businesses

3220 Home Owners Association/ investment related?:NO / Minneapolis, MN, 55416 US/ Real Estate/ President of our Home Owners Association Board for our 12 Unit Condo Complex/ President of HOA ~$200,000 Annual Budget/ Start date: 10/22/2021/ time reqd during working hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-05-06
S63	Uniform Securities Agent State Law Examination	1989-10-04

S65 Uniform Investment Adviser Law Examination

1992-05-06
S63 Uniform Securities Agent State Law Examination

1989-10-04

Designations

Certified Financial Planner

View on SEC IAPD