Mark Stephen Buckman

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-06-24

CA RA
APPROVED

Since 2026-06-24

Branch Locations

Oceanside, CA • United States

Family Investment Management L.P.

Carlsbad, CA • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-10-06
CA	RA	APPROVED	2014-05-20

TX RA
APPROVED_RES

Since 2023-10-06
CA RA
APPROVED

Since 2014-05-20

Branch Locations

Carlsbad, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc (F/K/A Linsco Private Ledger)	Oceanside	CA	09/2003	Present
Family Investment Management, Lp	Carlsbad	CA	03/2015	03/2026

09/2003 → Present

Lpl Financial Llc (F/K/A Linsco Private Ledger)

Oceanside, CA
03/2015 → 03/2026

Family Investment Management, Lp

Carlsbad, CA

Previous Registrations

2001-01-11 → 2003-10-02

Ubs Financial Services Inc.

Carlsbad, CA

Other Businesses

(1) 01/30/2012 - FAMILY INVESTMENT MANAGEMENT LP - Non-Variable Insurance DBA - INV REL - AT REPORTED BUSINESS LOCATION(S) - TIME SPENT 1%. (2) 3/3/2015: REGISTERED INVESTMENT ADVISOR HYBRID - FAMILY INVESTMENT MANAGEMENT, LP - STARTED 08/14/2014 - INVESTMENT RELATED - 20 HOURS PER MONTH DURING TRADING - 2888 LOKER AVE EAST, STE. 317, CARLSBAD CA 92010.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-07-20
S63	Uniform Securities Agent State Law Examination	1989-09-28

S65 Uniform Investment Adviser Law Examination

1992-07-20
S63 Uniform Securities Agent State Law Examination

1989-09-28

View on SEC IAPD