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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-12-13 |
| VA | RA | APPROVED | 2022-12-13 |
Branch Locations
919 East Main Street Suite 2000, Richmond, VA 23219-4622 • United States
Richmond, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Richmond | VA | 03/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-31 |
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