Craig M Gougis

Current Employers

Penserra Wealth Management

4 Orinda Way, 100-A, Orinda, CA 94563 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-01-02

CA RA
APPROVED

Since 2026-01-02

Branch Locations

Cerritos, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
National Asset Management, Inc.	Newport Beach	CA	05/2009	10/2021
Emerson Equity Llc	San Mateo	CA	10/2021	Present
South Coast Enterprise Solutions	Newport Beach	CA	05/2023	Present
Presleyga	Newport Beach	CA	10/2023	Present
Penserra Wealth Management Llc	Orinda	CA	02/2025	Present

05/2009 → 10/2021

National Asset Management, Inc.

Newport Beach, CA
10/2021 → Present

Emerson Equity Llc

San Mateo, CA
05/2023 → Present

South Coast Enterprise Solutions

Newport Beach, CA
10/2023 → Present

Presleyga

Newport Beach, CA
02/2025 → Present

Penserra Wealth Management Llc

Orinda, CA

Previous Registrations

2021-11-03 → 2025-02-24

Emerson Equity Llc

Cerritos, CA

Irvine, CA

Newport Beach, CA

Irvine, CA

Newport Beach, CA
2009-05-21 → 2021-10-05

B. Riley Wealth Advisors, Inc.

Memphis, TN

Irvine, CA

Newport Beach, CA

Irvine, CA

Newport Beach, CA
2007-07-17 → 2009-05-12

Osaic Services, Inc.

San Clemente, CA

Phoenix, AZ
2006-07-06 → 2007-07-30

Citigroup Global Markets Inc.

Newport Beach, CA
2002-03-27 → 2005-04-20

Wells Fargo Investments, Llc

Newport Beach, CA

Other Businesses

1)-SOUTH COAST ENTERPRISE SOLUTIONS-INVESTMENT RELATED,9940 RESEARCH DRIVE, STE 200 IRVINE, CA 92618, REFERRAL OF TRADITIONAL BANKING BUSINESS( i.e. CASH MANAGEMENT, COMMERCIAL LOANS, MERCHANT CARD PROCESSING), BUSINESS DEVELOPMENT, ZERO HOURS MONTHLY AND ZERO HOURS DURING SECURITIES TRADING HOURS, 5/2023 2)-PRESLEYGA-INVESTMENT RELATED, 9940 RESEARCH DRIVE, STE 200, IRVINE, CA 92618, HEALTH INSURANCE SALES, INSURANCE AGENT,HEALTH INSURANCE FOCUSING ON SUPPLEMENTAL POLICIES, 20 HRS PER MONTH, 0 DURING SECURITIES TRADING HOURS, 10/2023 3) IRVINE ADVISORS-INVESTMENT RELATED, 9940 RESEARCH DRIVE, STE 200, IRVINE, CA 92618, MARKETING VEHICLE THROUGH WHICH INVESTMENT RELATED BUSINESS IS DONE WITH EMERSON EQUITY LLC, NOT TITLE USED AS A DBA FOR MARKETING PURPOSES ONLY, 160 HRS MONTHLY, 120 MONTHLY DURING SECURITIES TRADING HOURS, 09/2023 4) PENSERRA WEALTH MANAGMENT, LLC-INVESTMENT RELATED, 4 ORINDA WAY, STE 100-A ORINDA, CA 94563, REGISTERED INVESTMENT ADVISOR, INVESTMENT ADVISORY REPRESENTATIVE-EVP, RIA FOR ADVISORY BUSINESS USING THIRD PARTY MONEY MANAGERS, MUTUAL FUNDS AND FINANCIAL PLANNING, 160 HRS PER MONTH, 80 HRS PER MONTH DURING SECURITIES TRADING HOURS, 02/2025

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-09-28

S66 Uniform Combined State Law Examination

1999-09-28

Other Names

Craig M Gougis
Craig Martin Gougis

View on SEC IAPD