Thomas Walter Brown

Employer firm

Capital Management Services, Inc. CRD 118260

$145M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1989 → Present
  National Financial Services
  St. Louis, MO
• 12/2007 → Present
  World Equity Group, Inc.
  Arlington Heights, IL

Previous Registrations

• 2008-03-25 → 2020-01-29
  World Equity Group, Inc.
  St. Peters, MO
  Schaumburg, IL
  Schaumburg, IL
  St. Peters, MO

Other Businesses

FIXED AND EQUITY ANNUTIES WITH VARIOUS COMPANIES, LONG AND SHORT TERM DISABILITY, ANNUITY, HEALTH INSURANCE, LIFE INSURANCE, GROUP DENTAL, UNIVERSAL LIFE, COMMISSIONS, AGENT. I SPEND APPROXIMATELY 4 HOURS PER WEEK ON THESE ACTIVITIES. 1/1/2011 - COLLEGE FUNDING SOLUTIONS - 86 B LOST DUTCHMAN DR, ST PETERS, MO 63371 - ASSISTS HIGH SCHOOL JUNIORS & SENIORS TO SELECT APPROPRIATE COLLEGES & CAREERS - NOT INVESTMENT RELATED - 5 HRS/MON

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-03-20
• S63 Uniform Securities Agent State Law Examination
  1989-08-28

Other Names

• Tom Brown