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Kathryn Ingersoll Mclaughlin

Wells Fargo Clearing Services, LLC

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-22
NC RA APPROVED 2018-03-05
FL RA APPROVED 2015-04-08
  • TX RA
    APPROVED
    Since 2026-07-22
  • NC RA
    APPROVED
    Since 2018-03-05
  • FL RA
    APPROVED
    Since 2015-04-08

Branch Locations

15801 Brixham Hill Ave Ste 100, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Ocala FL 04/2015 11/2016
Wells Fargo Clearing Services, Llc Ocala FL 11/2016 Present
Previous Registrations
  • 2009-06-01 → 2015-04-14
    Morgan Stanley
    The Villages, FL
    Gainesville, FL
    Ocala, FL
  • 2009-04-24 → 2009-06-01
    Morgan Stanley & Co. Llc
    Gainesville, FL
Other Businesses

NOTARY PUBLIC, NOT INV. RELATED, CHARLOTTE, NC. START: 8/15/18, 3 HOURS/MONTH, 0 DURING TRADING, NOTARIZE DOCUMENTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-16
  • S66 Uniform Combined State Law Examination
    2009-04-16
Other Names
  • Kathryn Ingersoll Wick
  • Kathryn I Wick

View on SEC IAPD

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FIRST TRYON ADVISORS · CHARLOTTE, NC
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MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
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