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Christopher Connolly

Wells Fargo Clearing Services, LLC

Davenport, IA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2008-01-01
  • IA RA
    APPROVED
    Since 2008-01-01

Branch Locations

5407 Victoria Ave, Davenport, IA 52807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Davenport IA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Davenport IA 11/2016 Present
Previous Registrations
  • 2004-07-02 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Mason City, IA
    Davenport, IA
    Mason City, IA
    St. Louis, MO
  • 2004-06-28 → 2004-07-02
    Wells Fargo Investments, Llc
    Mason City, IA
  • 1999-11-20 → 2004-07-01
    A. G. Edwards & Sons, Inc.
    Mason City, IA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-07
S63 Uniform Securities Agent State Law Examination 1999-08-23
  • S65 Uniform Investment Adviser Law Examination
    2017-08-07
  • S63 Uniform Securities Agent State Law Examination
    1999-08-23
Designations
Other Names
  • Chris Connolly
  • Edward Christopher Connolly

View on SEC IAPD

Other Firms

ROBERT W. BAIRD & CO. INCORPORATED
EDWARD JONES
MATHESON & ROCK WEALTH MANAGEMENT, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
REDHAWK WEALTH ADVISORS, INC.
THRIVENT INVESTMENT MANAGEMENT INC.
210 FINANCIAL
MML INVESTORS SERVICES, LLC

Other Investors

BRENT WILLIAM MCCORMICK
CHAD EDWARD LEWIS
ANDREW JOHN TRASOWECH
ELIZABETH JO BEHRENDS
Thomas James McCormick
Megan N Obenauf
JAMES MICHAEL SHRADER
VICTORIA JEAN RAMIREZ

Other Offices

ROBERT W. BAIRD & CO. INCORPORATED · Quad Cities, IA
EDWARD JONES · Davenport, IA
MATHESON & ROCK WEALTH MANAGEMENT, LLC · DAVENPORT, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Davenport, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · DAVENPORT, IA
EDWARD JONES · DAVENPORT, IA
REDHAWK WEALTH ADVISORS, INC. · DAVENPORT, IA
THRIVENT INVESTMENT MANAGEMENT INC. · DAVENPORT, IA

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