Nelson Eddie Newton

Employer firm

Usa Financial Securities LLC CRD 103857

$297M regulatory AUM 374 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2007 → 11/2017
  Citigroup Global Markets Inc.
  Chicago, IL
• 12/2017 → 11/2019
  Geiger Wealth Management, Inc.
  Chicago, IL
• 11/2019 → 11/2022
  Lincoln Financial Advisors
  Chicago, IL
• 11/2022 → Present
  Usa Financial Securities
  Ada, MI

Previous Registrations

• 2018-02-08 → 2023-08-09
  Geiger Wealth Management
  Oak Brook, IL
• 2018-02-08 → 2022-12-31
  Geiger Wealth Management
  Oak Brook, IL
• 2019-11-29 → 2022-11-21
  Osaic Fa, Inc.
  Chicago, IL
• 2007-05-29 → 2018-01-02
  Citigroup Global Markets Inc.
  New York, NY
  Chicago, IL
  Chicago, IL
  Long Island City, NY
  Tampa, FL
  San Antonio, TX
  Oak Brook, IL
  Elmhurst, IL
  Chicago, IL
  Chicago, IL
• 2006-04-26 → 2007-05-29
  Citicorp Investment Services
  Chicago, IL
• 2005-08-15 → 2006-04-28
  Fifth Third Securities, Inc.
  Rolling Meadows, IL
  Rolling Meadows, IL
• 2003-03-19 → 2003-12-11
  Fisher Investments
  Lemont, IL
• 2001-04-11 → 2003-01-22
  Strategic Advisers Llc
  Chicago, IL
• 2001-01-02 → 2003-01-22
  Fidelity Personal Trust Company, Fsb
  Chicago, IL

Other Businesses

Retirement Shepard Financial - 60 West Logan Street, Lemont IL 60439. Start date 11/29/2019. Owner/Financial Advisor. Provide life insurance and fixed annuity solutions for clients. Investment related. 10 hours per month devoted to business. 10 hours per month devoted during securities trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-08-22
• S63 Uniform Securities Agent State Law Examination
  1990-04-07

Designations

• Certified Financial Planner