Mark Steven Moore

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → 06/2024
  Securities Ameirca, Inc.
  Beaverton, OR
• 04/2009 → 06/2024
  Securities America Advisors, Inc
  Beaverton, OR
• 11/2003 → Present
  M. Steven Moore Company, Llc
  Beaverton, OR
• 06/2024 → Present
  Osaic Wealth, Inc.
  Beaverton, OR

Previous Registrations

• 2024-06-14 → 2024-06-14
  Osaic Wealth, Inc.
  Beaverton, OR
• 2009-06-12 → 2024-06-14
  Securities America Advisors, Inc.
  Beaverton, OR
• 2008-08-01 → 2009-05-29
  Nationwide Securities, Llc
  Beaverton, OR
• 2002-05-08 → 2008-08-01
  1717 Capital Management Company
  Beaverton, OR
  Beaverton, OR

Other Businesses

1. M.STEVEN MOORE CO., LLC AND MARK STEVEN MOORE POSITION: Sole Producer NATURE: M STEVEN MOORE COMPANY- FIXED INSURANCE SALES AND CONSULTING - AGENT- INVESTMENT-LIFE SETTLEMENT AND RELATED INVEST RELATED: No NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 06/01/1990 ADDRESS: 15960 SW Cardinal Loop, Beaverton OR 97007-8371 DESCRIPTION: General life, health, disability, LTC, and annuity sales including group insurance and consulting. Life Settlement. Insurance planning. Charitable Giving. 2.JUSTIN ARCHER PERSONAL SUPPORT WORKER POSITION: Care Giver, Personal Support Worker (PSW) NATURE: Personal Care Giving Personal Support Worker INVESTMENT RELATED: No NUMBER OF HOURS: 70 SECURITIES TRADING HOURS: 61 START DATE: 10/15/2014 ADDRESS: 15960 SW Cardinal Loop, Beaverton OR 97007-8371, DESCRIPTION: Provide Personal Care, Safety, & Adult Supervision at night while Mother works. Mission: "To be safe and secure in a home environment" 3. MURRAYHILL COMBINED SUB-ASSOCIATION POSITION: Acting Director-President NATURE: Homeowner Sub-Association to maintain private roads for 52 homeowners. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2014 ADDRESS: 14845 SW Murray Scholls Drive, STE 110 PMB #207, Beaverton OR 97007-9237 DESCRIPTION: The CC&Rs grant a Title to three (3) Officers. I am serving as Board President. Section 3.14.4 of the CC&Rs state: "The President shall be a Director and shall be the chief executive officer of the Association. The President shall preside at all meetings of the Board and, unless otherwise provided in this Declaration, shall have all of the general powers and duties normally incendt to the office of the chief executive officer of an association." I am have signing authority with one other Board Member on the association checking account per CC&Rs. Currently (2019-08-01) only two Board Members are elected/appointed and Board policy requires two signers. 4. IMPRESSIVE COOKIES POSITION: Entrepreneur NATURE: IMPRESSIVE COOKIES/INTERNET COOKIE SALES--OWNER 0% TIME SPENT CURRENTLY (as of 1/1/2023). INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/19/2017 ADDRESS: 15960 SW Cardinal Loop, Beaverton OR 97007 DESCRIPTION: Baking and marketing of Special logo impressed short bread cookies.

Exams

• S63 Uniform Securities Agent State Law Examination
  1989-08-28

Designations

• Chartered Financial Consultant