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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-07-01
TX RA APPROVED 2020-07-01
  • IL RA
    APPROVED
    Since 2020-07-01
  • TX RA
    APPROVED
    Since 2020-07-01

Branch Locations

124 N Water St. Ste. 20, Rockford, IL 61107 • United States

124 N Water St. Ste. 204, Rockford, IL 61107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Rockford IL 09/2014 07/2020
Cambridge Investment Research, Inc. Fairfield IA 07/2020 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2020 Present
Previous Registrations
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING, 07/01//20 2) MICHAEL A WHITE, 124 N WATER ST, STE 020, ROCKFORD, IL, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 03/01/05, NIR, 30/YR- 10/TRADING 3) WATERSIDE FINANCIAL ADVISORS, 124 N WATER STREET, STE 020, ROCKFORD, IL, CPA/ENROLLED AGENT/TAX PREP/ACCOUNTING SERVICES, 02/01/13, PARTNER, INV REL, 150/YR-- 50/TRADING 4) WATERSIDE PARTNERSHIP, LLC, 124 N WATER ST, STE 020, ROCKFORD, IL, COMMERCIAL OFFICE BUILDING OWNERSHIP, 10/01/09, MANAGING PARTNER, NIR, 5/WK- 3/TRADING 5) WATERSIDE FINANCIAL ADVISORS, LLC, 124 N WATER STREET, STE 020, ROCKFORD, IL, FINANCIAL SERVICES DBA, MANAGING PARTNER, INV REL, 55 HR/WK- 40/TRADING HR. 6) WATERS EDGE PROPERTIES, LLC., 855 N. Madison Street, Rockford IL 61107, United States, 05/01/2024, Partner, Real Estate, NIR, 5/MO - 0/Trading 7) ST. ANTHONY OF PADUA CATHOLIC CHURCH, 1010 Ferguson Street, Rockford IL 61102, 07/2026, Committee Member, Volunteer, NIR, 5 HR/MO, 0 HR/MO TRADING. 8) DELTA UPSILON FRATERNITY ALUMNI CORPORATION, 620 W Elting Street, Macomb IL 61455, 07/2026, President, Volunteer, NIR, 5 HR/MO, 0 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-08-24
S63 Uniform Securities Agent State Law Examination 2000-06-16
  • S65 Uniform Investment Adviser Law Examination
    2004-08-24
  • S63 Uniform Securities Agent State Law Examination
    2000-06-16

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