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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-03-20 |
| TX | RA | APPROVED_RES | 2017-10-19 |
| MI | RA | APPROVED | 2017-10-18 |
Branch Locations
321 Settlers Rd Ste 110, Holland, MI 49423 • United States
Port Charlotte, FL • United States
Grandville, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | St Cloud | MN | 10/2009 | 10/2017 |
| Chemical Bank | Zeeland | MI | 09/2009 | 10/2017 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2014 | 10/2017 |
| Wells Fargo Clearing Services Llc | Holland | MI | 10/2017 | Present |
CO-TRUSTEE FOR SPOUSE'S TRUST; INV. RELATED; HUDSONVILLE, MI; START DATE 10/31/2017; 12 HRS PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1989-09-12 |
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