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Peter O Thomson

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2009-10-19
TX RA APPROVED_RES 2009-10-19
  • NJ RA
    APPROVED
    Since 2009-10-19
  • TX RA
    APPROVED_RES
    Since 2009-10-19

Branch Locations

1100-1800 American Blvd Ci Client Services, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Waterhouse Red Bank NJ 08/2004 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 09/2009 Present
Bank Of America, N.A. Pennington NJ 07/2011 Present
Previous Registrations
  • 2004-08-06 → 2008-11-11
    Td Ameritrade, Inc.
    Red Bank, NJ
    Red Bank, NJ
  • 2006-04-25 → 2008-11-11
    Td Ameritrade Investment Management, Llc
    Red Bank, NJ
    Shrewsbury, NJ
  • 2002-11-13 → 2004-08-06
    Charles Schwab & Co., Inc.
    Toms River, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-01
S63 Uniform Securities Agent State Law Examination 1991-06-27
  • S66 Uniform Combined State Law Examination
    2002-11-01
  • S63 Uniform Securities Agent State Law Examination
    1991-06-27
Other Names
  • Peter Owen Thomson

View on SEC IAPD

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Other Investors

ELIZABETH SCAFA
MICHAEL RICHARD DIEKMANN
MICHAEL FURST
VICTOR JUAN MEDINA
David J Glassman
CHRISTOPHER JOHN BORSUK
ALEXANDER CHARLES BORSUK
JEFFREY EVAN GROSS

Other Offices

CETERA INVESTMENT ADVISERS LLC · PENNINGTON, NJ
CETERA INVESTMENT ADVISERS LLC · Pennington, NJ
PALANTE WEALTH ADVISORS, LLC · PENNINGTON, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · Pennington, NJ
1-800-401K PLAN.COM, LLC · LAWRENCEVILLE, NJ
THE AMERIFLEX GROUP · Pennington, NJ
J.P. MORGAN SECURITIES LLC · PENNINGTON, NJ
SAX WEALTH ADVISORS, LLC · EWING, NJ

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