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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-12-15 |
Branch Locations
8201 Preston Rd. Suite 600, Dallas, TX 75225 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hilltop Securities Inc. | Dallas | TX | 01/2016 | Present |
1] Highland Park High School Alumni Assoc; Not for Profit / Charity - attend meetings and support the Highland Park High school Alumni Association - Board member - no compensation - Aprx 4 hours per year during business hours - Aprx 8 hours a year during non-business hours - start date 08/01/2017 - projected end date 08/02/2022 - Dallas Texas - no conflicts of interest. 2] Salesmanship Club of Dallas; Not for Profit / Charity - Member of program Development and Evaluation Committee, ATT Byron Nelson volunteer and Life Member Involvement Chair - Member of Salesmanship Club -0 compensation - 1 hour per week and 40+ hours during Byron Nelson Championship. during business hours - hours during non-business hours vary - start date 08/31/2002 - Dallas, TX - no conflicts of interest
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-15 |
| S65 | Uniform Investment Adviser Law Examination | 2008-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-25 |
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