Steven Ray Allison

Current Employers

Employment History

• 06/2005 → 07/2020
  Axa Advisors, Llc
  Fort Worth, TX
• 07/2020 → 12/2020
  Securities America, Inc.
  Hurst, TX
• 07/2020 → 12/2020
  Securities America Advisors, Inc.
  Hurst, TX
• 12/2020 → Present
  Lpl Financial, Llc
  Hurst, TX

Previous Registrations

• 2020-07-17 → 2020-12-10
  Securities America Advisors, Inc.
  Hurst, TX
• 2009-12-18 → 2020-07-17
  Investacorp Advisory Services Inc
  Fort Worth, TX
  Hurst, TX
• 2005-06-01 → 2009-12-21
  Equitable Advisors, Llc
  Fort Worth, TX
  Ft Worth, TX
• 2002-07-05 → 2005-06-01
  Mony Securities Corporation
  Ft Worth, TX
• 2000-08-14 → 2002-06-13
  Ubs Financial Services Inc.
  Fort Worth, TX

Other Businesses

1) 5/2014 - Business Owner - 414 SR, LLC - Not Investment Related - 1% - Missoula, MT 59802 2) 2/2009 - DBA for LPL Business (entity for LPL business) - True Freedom 401(k) - Investment Related - 5% - Hurst, TX 76054 3) 2/2009 - Business Entity For Tax/ Investment Purposes Only - 2DA, LLC - Not Investment Related - Hurst, TX 76054 4) 2/2009 - DBA for LPL Business (entity for LPL business) - SR Allison, LTD - Investment Related - 90% - Hurst, TX 76054 5) 3/2015 - Aircraft Ownership - Allison Aviation - 1% - Missoula, MT 59802 6) 3/2018 - Business Owner - Micro Mold Plastics USA, Inc. - Not Investment Related - 2314 Ludelle St. Fort worth , TX 76105 7) 2/2009 - Non-Variable Insurance - SR Allison, LTD - Investment Related - Hurst, TX 76054

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-13
• S63 Uniform Securities Agent State Law Examination
  1992-09-17

Other Names

• Steve Allison