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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2006-06-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| State Mutual Companies | Atlanta | GA | 06/1989 | Present |
| Guardian Life Insurance Company | Atlanta | GA | 05/2004 | 12/2019 |
| Park Avenue Securities | Atlanta | GA | 06/2004 | 12/2019 |
| Peachtree Planning Corporation | Atlanta | GA | 06/2004 | Present |
| Guardian Life Insurance | Athens | GA | 01/2020 | Present |
| Park Avenue Securities | Athens | GA | 01/2020 | Present |
1. INSURANCE SERVICES-When a Guardian product doesn't satisfy a clients needs, I use Innovative Underwriters, Start: 09/01/2005, Address: 1800 JFK Blvd Suite 700 Philadelphia, PA 19103, 1 non bus hr per month, Investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 1989-09-18 |
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