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Charles Marion Buffington

Park Avenue Securities LLC

Athens, GA

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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2006-06-22
  • GA RA
    APPROVED
    Since 2006-06-22

Branch Locations

649-7 S.MIlledge Ave, Athens, GA 30605 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Mutual Companies Atlanta GA 06/1989 Present
Guardian Life Insurance Company Atlanta GA 05/2004 12/2019
Park Avenue Securities Atlanta GA 06/2004 12/2019
Peachtree Planning Corporation Atlanta GA 06/2004 Present
Guardian Life Insurance Athens GA 01/2020 Present
Park Avenue Securities Athens GA 01/2020 Present
  • 06/1989 → Present
    State Mutual Companies
    Atlanta, GA
  • 05/2004 → 12/2019
    Guardian Life Insurance Company
    Atlanta, GA
  • 06/2004 → 12/2019
    Park Avenue Securities
    Atlanta, GA
  • 06/2004 → Present
    Peachtree Planning Corporation
    Atlanta, GA
  • 01/2020 → Present
    Guardian Life Insurance
    Athens, GA
  • 01/2020 → Present
    Park Avenue Securities
    Athens, GA
Previous Registrations
  • 2009-07-29 → 2010-12-31
    Peachtree Planning Advisors, Inc.
    Atlanta, GA
  • 2004-07-08 → 2007-12-18
    Peachtree Planning Advisors, Inc.
    Atlanta, GA
  • 2003-03-04 → 2004-06-04
    Osaic Fa, Inc.
    Atlanta, GA
Other Businesses

1. INSURANCE SERVICES-When a Guardian product doesn't satisfy a clients needs, I use Innovative Underwriters, Start: 09/01/2005, Address: 1800 JFK Blvd Suite 700 Philadelphia, PA 19103, 1 non bus hr per month, Investment related,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-10-31
S63 Uniform Securities Agent State Law Examination 1989-09-18
  • S65 Uniform Investment Adviser Law Examination
    1995-10-31
  • S63 Uniform Securities Agent State Law Examination
    1989-09-18
Designations
Other Names
  • Charlie Buff
  • Charlie Buffington
  • Buff Buffington
  • Charles Marion Buffington
  • Charles M Buffington

View on SEC IAPD

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