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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2021-07-21 |
| FL | RA | APPROVED | 2021-07-21 |
| GA | RA | APPROVED | 2021-07-21 |
| SC | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Tallahassee | GA | 08/1989 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Albany | GA | 10/1989 | 07/2021 |
| Smith'S Daycare | Albany | GA | 10/2000 | Present |
| Union Baptist Church | Albany | GA | 04/2013 | 06/2019 |
| Real Estate Rental Properties | Albany | GA | 10/2014 | Present |
| Lpl Financial, Llc | Albany | GA | 07/2021 | Present |
1. 10/01/2014 - REAL ESTATE RENTAL/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ 1500 EDGERLY AVE, ALBANY, GA 31707; 2538 CHEROKEE AVE, ALBANY, GA 31705; 1105 W LINCOLN AVE ALBANY, GA 31707; 1414 E MULBERRY AVE, ALBANY, GA 31705; 1420 E MULBERRY AVE, ALBANY, GA 31705 2. 10/01/2000 - SMITH'S DAYCARE CENTER/ OTHER - BUSINESS OWNER/ INOT NVESTMENT RELATED/ 0%/ ALBANY, GA 3. 07/23/2021 - U-VEST FINANCIAL/ NOTARY/ INVESTMENT RELATED/ 0%/ CHAMPLIN, MI
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 1989-11-10 |
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