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Lisa Corra Gallo

Tiaa-Cref Individual & Institutional Services, LLC

Summit, NJ

Roseland, NJ

CRD 1981899

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Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-01-22
TX RA APPROVED 2026-01-22
VT RA APPROVED 2025-10-30
NJ RA APPROVED 2025-08-18
  • AL RA
    APPROVED
    Since 2026-01-22
  • TX RA
    APPROVED
    Since 2026-01-22
  • VT RA
    APPROVED
    Since 2025-10-30
  • NJ RA
    APPROVED
    Since 2025-08-18

Branch Locations

Summit, NJ • United States

5 Becker Farm Road Suite 140, Roseland, NJ 07068 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Roseland NJ 09/2018 Present
Tiaa-Cref Individual & Institutional Services, Llc Roseland NJ 06/2025 Present
Not Employed Summit NJ 01/2018 09/2018
Heathland Asset Management Llc Chatham NJ 09/2006 12/2017
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-01-14
  • S63 Uniform Securities Agent State Law Examination
    1992-01-14
Designations
  • Chartered Financial Analyst
Other Names
  • Lisa E Corra

View on SEC IAPD

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