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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2020-11-30 |
| CA | RA | APPROVED | 2017-03-24 |
| TX | RA | APPROVED | 2017-03-24 |
Branch Locations
Walnut Creek, CA • United States
2775 Sand Hill Road Suite 120, Menlo Park, CA 94025 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P Morgan Securities Inc. | San Francisco | CA | 03/2009 | 03/2017 |
| Jpmorgan Chase Bank, N.A. | San Francisco | CA | 10/2010 | 03/2017 |
| Morgan Stanley | Menlo Park | CA | 03/2017 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 04/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-22 |
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