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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2024-06-18 |
| FL | RA | APPROVED | 2018-03-13 |
| MD | RA | APPROVED | 2016-07-06 |
| TX | RA | APPROVED | 2016-07-06 |
Branch Locations
1201 Wills Street Suite 700, Baltimore, MD 21231 • United States
Marco Island,, FL • United States
Kamas, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Baltimore | MD | 07/2016 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 07/2016 | Present |
FULTON FINANCIAL ADVISORS SERVICES, LLC; INVESTMENT RELATED; 07/2009- PRESENT; LANCASTER, PA; FINANCIAL ADVISOR; WORKS FOR FULTON FINANCIAL ADVISORS (DBA); PAYCHECKS THROUGH FFA SERVICES, LLC; 0 HRS/WEEK, 0 HRS DURING TRADING 2. FULTON FINANCIAL CORPORATION - COLUMBIA, MD - 08/2009 TO PRESENT - INVESTMENT ADVISER - INVESTMENT SALES - 160 HOURS PER MONTH - 40 HOURS DURING TRADING HOURS - INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 1989-11-09 |
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