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Michael K Argo

Ameriprise Financial Services, LLC

Alpharetta, GA

CRD 1981586

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-07-07
  • GA RA
    APPROVED
    Since 2026-07-07

Branch Locations

11175 Cicero Dr Ste 450, Alpharetta, GA 30022-1166 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dempsey Lord Smith, Llc Rome GA 06/2013 12/2025
Cambridge Investment Research, Inc. Fairfield IA 11/2025 07/2026
Dempsey Lord Smith, Llc Rome GA 01/2026 03/2026
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2025 07/2026
Ameriprise Financial Services, Llc Alpharetta GA 07/2026 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-11-10
  • S63 Uniform Securities Agent State Law Examination
    1989-11-10
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant
Other Names
  • Michael K Argo
  • M. Keith Argo
  • Michael Argo
  • Keith Argo
  • Michael Keith Argo

View on SEC IAPD

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