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Kevin Scott Stempin

Uhy Wealth Management Ria LLC

Sterling Heights, MI

Farmington Hills, MI

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Current Employers
Uhy Wealth Management Ria Llc

27725 Stansbury Blvd, Suite 385, Farmington Hills, MI 48334 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-06-09
  • MI RA
    APPROVED
    Since 2026-06-09

Branch Locations

12900 Hall Road, Suite 415, Sterling Heights, MI 48313 • United States

27725 Stansbury Blvd, Suite 385, Farmington Hills, MI 48334 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Troy MI 03/2008 Present
John Hancock Distributors Llc Chatham NJ 03/2008 Present
  • 03/2008 → Present
    John Hancock
    Troy, MI
  • 03/2008 → Present
    John Hancock Distributors Llc
    Chatham, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-09
S63 Uniform Securities Agent State Law Examination 2008-04-30
S65 Uniform Investment Adviser Law Examination 2000-04-03
  • S66 Uniform Combined State Law Examination
    2026-06-09
  • S63 Uniform Securities Agent State Law Examination
    2008-04-30
  • S65 Uniform Investment Adviser Law Examination
    2000-04-03
Other Names
  • Kevin Scott Stempin

View on SEC IAPD

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