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Carol D Blunk

Morgan Stanley

Gladstone, MO

Chicago, IL

CRD 1981165

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-07-25
TX RA APPROVED_RES 2017-09-06
IL RA APPROVED 2017-08-31
  • MO RA
    APPROVED
    Since 2022-07-25
  • TX RA
    APPROVED_RES
    Since 2017-09-06
  • IL RA
    APPROVED
    Since 2017-08-31

Branch Locations

Gladstone, MO • United States

233 S Wacker Dr. Suite 8600, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Centennial Securities Company, Inc. Chicago IL 06/2016 07/2017
Morgan Stanley Chicago IL 08/2017 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-11-15
S63 Uniform Securities Agent State Law Examination 1991-10-18
  • S65 Uniform Investment Adviser Law Examination
    2006-11-15
  • S63 Uniform Securities Agent State Law Examination
    1991-10-18
Other Names
  • Carol Dawn Blunk

View on SEC IAPD

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