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Craig Alan Severin

Ria Advisors

Houston, TX

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Current Employers
Ria Advisors

11750 Katy Freeway Suite 840, Houston, TX 77079 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-11-20
  • TX RA
    APPROVED
    Since 2018-11-20

Branch Locations

11750 Katy Freeway Suite 840, Houston, TX 77079 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Houston TX 08/2016 10/2018
Ria Advisors Houston TX 11/2018 Present
Previous Registrations
  • 2016-08-08 → 2018-11-08
    Lpl Financial Llc
    Sugarland, TX
    Houston, TX
  • 2010-10-15 → 2016-08-02
    Pnc Managed Account Solutions, Inc.
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
  • 2010-07-26 → 2010-10-15
    St Johns Wealth Management
    Houston, TX
  • 2009-12-04 → 2010-07-13
    Morgan Keegan & Company, Llc
    Houston, TX
  • 2000-03-22 → 2009-12-11
    Cuna Brokerage Services, Inc.
    Houston, TX
Other Businesses

1) Licensed Insurance Agent with RIA Insurance Agency LLC

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-03
S63 Uniform Securities Agent State Law Examination 1989-09-21
  • S65 Uniform Investment Adviser Law Examination
    1999-12-03
  • S63 Uniform Securities Agent State Law Examination
    1989-09-21
Designations

View on SEC IAPD

Other Firms

BRIDGE CAPITAL ADVISORS
TSA WEALTH MANAGEMENT
PEREA CAPITAL
TRI-STAR ADVISORS, INC.
HORNOR, TOWNSEND & KENT, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
LPL FINANCIAL LLC
MARINER INDEPENDENT

Other Investors

John Charles Robinson
CRYSTAL ALLISON MCKEON
AUSTIN GENTRY MARRS
JONATHAN HARRISON SWANBURG
WILLIAM THOMAS PAYNE
JON CARTER VAUGHAN
GREGORY JAMES KALLUS
Philip Chukwuezugo Onochie

Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

More in Houston, TX

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