Craig Alan Severin

Employer firm

Ria Advisors CRD 150661

$1.84B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 10/2018
  Lpl Financial, Llc
  Houston, TX
• 11/2018 → Present
  Ria Advisors
  Houston, TX

Previous Registrations

• 2016-08-08 → 2018-11-08
  Lpl Financial Llc
  Sugarland, TX
  Houston, TX
• 2010-10-15 → 2016-08-02
  Pnc Managed Account Solutions, Inc.
  Houston, TX
  Houston, TX
  Houston, TX
  Houston, TX
• 2010-07-26 → 2010-10-15
  St Johns Wealth Management
  Houston, TX
• 2009-12-04 → 2010-07-13
  Morgan Keegan & Company, Llc
  Houston, TX
• 2000-03-22 → 2009-12-11
  Cuna Brokerage Services, Inc.
  Houston, TX

Other Businesses

1) Licensed Insurance Agent with RIA Insurance Agency LLC

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-03
• S63 Uniform Securities Agent State Law Examination
  1989-09-21

Designations

• Certified Financial Planner