Dena Ray Karsin

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → Present
  Raymond James Financial Services, Inc.
  Pittsburgh, PA
• 10/2018 → Present
  Raymond James Financial Services Advisors Inc.
  Pittsburgh, PA

Other Businesses

(1)Name of Business: Shorebridge Wealth Management Address: 600 Waterfront Dr Ste 125, Pittsburgh, PA, 15222, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/07/2013 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Operations Manager & Sales Assistant to the Branch Manager

Exams

• S66 Uniform Combined State Law Examination
  2018-10-08
• S63 Uniform Securities Agent State Law Examination
  1990-04-02

Other Names

• Dena Ray Hartwick
• Dena Ray Oswald