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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • GA RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

127 Perimeter Center West, Dunwoody, GA 30346-1223 • United States

Duluth, GA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
First Merchants Trust Co Na Flossmoor IL 12/2014 02/2018
Cetera Investment Services Llc St Cloud MN 12/2014 02/2018
Cetera Investment Advisers Llc Flossmoor IL 12/2014 02/2018
Fifth Third Bank Orland Park IL 01/2018 07/2020
Fifth Third Securities Orland Park IL 01/2018 07/2020
Equitable Advisors Llc New York NY 08/2020 03/2021
Fidelity Investments Dunwoody GA 03/2021 Present
Fidelity Investments Boston MA 03/2025 Present
  • 12/2014 → 02/2018
    First Merchants Trust Co Na
    Flossmoor, IL
  • 12/2014 → 02/2018
    Cetera Investment Services Llc
    St Cloud, MN
  • 12/2014 → 02/2018
    Flossmoor, IL
  • 01/2018 → 07/2020
    Fifth Third Bank
    Orland Park, IL
  • 01/2018 → 07/2020
    Fifth Third Securities
    Orland Park, IL
  • 08/2020 → 03/2021
    New York, NY
  • 03/2021 → Present
    Fidelity Investments
    Dunwoody, GA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2021-03-31 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Dunwoody, GA
  • 2020-08-17 → 2021-03-15
    Atlanta, GA
  • 2018-01-16 → 2020-07-09
    S. Chicago Heights, IL
    Gary, IN
    Hammond, IN
    Olympia Fields, IL
    Country Club Hills, IL
    Matteson, IL
    Romeoville, IL
    Lockport, IL
    Highland, IN
    Calumet City, IL
    Harvey, IL
    Glenwood, IL
    S. Chicago Heights, IL
  • 2015-01-02 → 2018-02-01
    Munster, IN
  • 2005-09-29 → 2012-12-31
    Investors Capital Corp.
    Tustin, CA
    Lynnfield, MA
    Matteson, IL
    Lynnfield, MA
    Tulsa, OK
  • 2000-03-07 → 2005-08-29
    Morgan Stanley Dw Inc.
    Orland Park, IL
Other Businesses

OBA-131495|OrgNmn:South on Main Townhome Board|Org Addr:Duluth,Georgia,US|OBA Nature:HOA that covers neighborhood u|Invst Rel:N|Title:Board Member|Duties:I serve as a volunteer, non-compensated member of the Board of Directors for my local townhome owners association. The role involves providing|StrtDt:09-01-25|TotHrs/mon:1|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-08-25
  • S66 Uniform Combined State Law Examination
    1999-08-25
Designations
Other Names
  • Marion Jay Tucker
  • Marion J Tucker
  • Marion Tucker

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