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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-05 |
| MT | RA | APPROVED | 2007-08-06 |
Branch Locations
404 North 31St Street Ste 300, Billings, MT 59101-1211 • United States
Billings, MT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Billings | MT | 03/2008 | Present |
(1) WALTER SARPY CREEK FARMS; ADDRESS: PERSONAL ADDRESS; BUSINESS DESCRIPTION: FARM GROUND LEASE; NOT INVESTMENT RELATED; START DATE: 06/18/15; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER MONTH: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 1991-02-02 |
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