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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-07-05
  • TX RA
    APPROVED_RES
    Since 2007-07-05

Branch Locations

One Post Office Square, Boston, MA 02109 • United States

8 Essex Center Drive 2Nd Floor, Peabody, MA 01960 • United States

Swampscott, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Boston MA 06/2001 Present
Other Businesses

EASTERN YACHT CLUB MARBLEHEAD MA 01945 / PRIVATE YACHT CLUB / ADMISSIONS COMMITTEE / START DATE 02/25/2008 / 1 HOUR DURING WORKING HOURS. 2)SAILING HEALS / 5 WINCHESTER ST BRADFORD,MA 01935 / / PROVIDES DAY SAILS TO CANCER PATIENTS / MEMBER OF BOARD OF DIRECTORS / / DIRECTOR; DEVELOPEMENT;FUND RAISER; HOST CAPTAIN. / START DATE 9/7/2014 3) ST. GEORGES SCHOOL / PURGATORY RD NEWPORT,RI 02840 / OTHER/ EDUCATION / PARENT & ANNUAL FUND COMMITTEE / OTHER / MEMBER OF ANNUAL FUND COMMITTEE / SOLICITING ANNUAL FUND DONATIONS / START DATE 9/3/2013 4) St. Michaels Church, Church, MassachussetsUnited States-01945, Vestry not sure if that is a Trustee or not, start date-2/18/2025.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-08-06
S63 Uniform Securities Agent State Law Examination 1989-11-01
  • S65 Uniform Investment Adviser Law Examination
    1993-08-06
  • S63 Uniform Securities Agent State Law Examination
    1989-11-01
Other Names
  • Rem Vanaiken Myers
  • Rem Vanaiken Myer
  • Rem Van Aiken Myer
  • Rem Van Aiken Jr Myer

View on SEC IAPD

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