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David Thomas Artmann

Cetera Investment Advisers LLC

Tigard, OR

Lake Oswego, OR

CRD 1980194

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2019-08-21
  • OR RA
    APPROVED
    Since 2019-08-21

Branch Locations

13221 Sw 68Th Pwky #460, Tigard, OR 97223 • United States

Lake Oswego, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Arcadia Investment Corporation Portland OR 07/2003 04/2017
Unemployed Lake Oswego OR 04/2017 12/2017
Foresters Financial Services Beaverton OR 12/2017 06/2019
Foresters Advisory Services Llc Beaverton OR 04/2018 06/2019
Unemployed Lake Oswego OR 06/2019 08/2019
Cetera Investment Services Llc Beaverton OR 08/2019 Present
Cetera Investment Advisers Llc Beaverton OR 08/2019 Present
  • 07/2003 → 04/2017
    Arcadia Investment Corporation
    Portland, OR
  • 04/2017 → 12/2017
    Unemployed
    Lake Oswego, OR
  • 12/2017 → 06/2019
    Foresters Financial Services
    Beaverton, OR
  • 04/2018 → 06/2019
    Foresters Advisory Services Llc
    Beaverton, OR
  • 06/2019 → 08/2019
    Unemployed
    Lake Oswego, OR
  • 08/2019 → Present
    Cetera Investment Services Llc
    Beaverton, OR
  • 08/2019 → Present
    Beaverton, OR
Previous Registrations
  • 2018-04-25 → 2019-06-20
    Foresters Advisory Services, Llc
    Beaverton, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-13
S63 Uniform Securities Agent State Law Examination 1993-05-17
  • S66 Uniform Combined State Law Examination
    2018-02-13
  • S63 Uniform Securities Agent State Law Examination
    1993-05-17

View on SEC IAPD

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