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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-12-13
TX RA APPROVED_RES 2022-12-06
  • NC RA
    APPROVED
    Since 2022-12-13
  • TX RA
    APPROVED_RES
    Since 2022-12-06

Branch Locations

4064 Colony Road Two Morrocroft Centre, Suite 450, Charlotte, NC 28211 • United States

701 Green Valley Road Suite 301, Greensboro, NC 27408 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Securities, Llc Greensboro NC 01/2013 02/2021
Truist Investment Services, Inc. Greensboro NC 02/2021 11/2022
Truist Advisory Services, Inc. Greensboro NC 02/2021 11/2022
Janney Montgomery Scott Llc Greensboro NC 12/2022 04/2023
Janney Montgomery Scott Llc Greensboro NC 04/2023 01/2024
Janney Montgomery Scott Llc Greensboro NC 01/2024 02/2025
Janney Montgomery Scott Llc Greensboro NC 02/2025 01/2026
Janney Montgomery Scott Llc Greensboro NC 01/2026 Present
Previous Registrations
  • 2021-02-17 → 2022-12-13
    Greensboro, NC
  • 2013-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Greensboro, NC
    Richmond, VA
  • 2007-08-29 → 2013-01-02
    Scott & Stringfellow, Llc
    Greensboro, NC
  • 2002-07-17 → 2007-08-29
    Greensboro, NC
    Greensboro, NC
    Greensboro, NC
    Winston Salem, NC
Other Businesses

1) ECURo LLC, Greensboro, NC. LLC that invests in residential rental properties. Member\Organizer (11/2021): Purchase properties, employ and maintain property management company. Monthly rent pays to the LLC, which then services the debt and accrues net earnings. I do not receive direct comp from LLC. Not investment related, 1 hour/month. 2) Proparazzi Properties LLC, Greensboro, NC. Purchase and maintain ownership of residential rental properties. Member/Manager (03/2015) - Purchase properties, employ and maintain property management company. I keep proceeds in the LLC for expenses, future investments and debt reduction. Not Investment related, 1 hr./month. 3. St Pius X Catholic Church, Greensboro, NC. Church Finance Council (06/2023) - Reviewing financial statements, proposing annual budgets. Not compensated, not investment related, 3 hours/month. 4. The Good Nuffs, Greensboro, NC. Musician/Singer (05/2024) - band member/performer usually after hours or weekends. Compensated, not investment related, 7 hours/month. 5. Greensboro Urban Ministries Development, Greensboro, NC. Committee Member - Attend 6 meetings per year. Offer insight and advice on new and existing projects and review fund raising results. Not compensated, not investment related, 1 hour/month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-11
S65 Uniform Investment Adviser Law Examination 1996-05-22
S63 Uniform Securities Agent State Law Examination 1996-03-25
  • S66 Uniform Combined State Law Examination
    2002-07-11
  • S65 Uniform Investment Adviser Law Examination
    1996-05-22
  • S63 Uniform Securities Agent State Law Examination
    1996-03-25
Other Names
  • Rob Rose

View on SEC IAPD

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