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Nga N Pho

Morgan Stanley

Chapel Hill, NC

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-12-01
NC RA APPROVED 2024-11-20
  • TX RA
    APPROVED_RES
    Since 2024-12-01
  • NC RA
    APPROVED
    Since 2024-11-20

Branch Locations

6340 Quadrangle Drive Suite 300, Chapel Hill, NC 27517 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Durham NC 11/2014 10/2018
Edward Jones Chapel Hill NC 04/2019 10/2021
Unemployed Durham NC 10/2018 04/2019
Morgan Stanley Smith Barney Llc New York NY 10/2022 09/2024
Unemployed Chapel Hill NC 10/2021 10/2022
Morgan Stanley Chapel Hill NC 11/2024 Present
  • 11/2014 → 10/2018
    Morgan Stanley Smith Barney Llc
    Durham, NC
  • 04/2019 → 10/2021
    Edward Jones
    Chapel Hill, NC
  • 10/2018 → 04/2019
    Unemployed
    Durham, NC
  • 10/2022 → 09/2024
    Morgan Stanley Smith Barney Llc
    New York, NY
  • 10/2021 → 10/2022
    Unemployed
    Chapel Hill, NC
  • 11/2024 → Present
    Morgan Stanley
    Chapel Hill, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-22
S63 Uniform Securities Agent State Law Examination 1991-06-03
  • S66 Uniform Combined State Law Examination
    2017-08-22
  • S63 Uniform Securities Agent State Law Examination
    1991-06-03
Other Names
  • Susanna Pho
  • Angie Pho
  • Nga Nguyet Pho

View on SEC IAPD

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Other Offices

FRANKLIN STREET ADVISORS INC. · CHAPEL HILL, NC
ABSHER WEALTH MANAGEMENT, LLC · CHAPEL HILL, NC
FRANKLIN STREET ADVISORS INC. · CHAPEL HILL, NC
RBC CAPITAL MARKETS, LLC · Chapel Hill, NC
TRUIST ADVISORY SERVICES, INC. · CHAPEL HILL, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CHAPEL HILL, NC
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CHAPEL HILL, NC
ROBERT W. BAIRD & CO. INCORPORATED · Chapel Hill, NC

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