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Donald Dean Allenbrand

Cetera Investment Advisers LLC

Kansas City, MO

CRD 1979760

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2020-11-12
  • MO RA
    APPROVED
    Since 2020-11-12

Branch Locations

Kansas City, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealth Enhancement Group, Inc. Kansas City MO 03/2001 Present
First Allied Securities, Inc. Kansas City MO 05/2008 09/2022
First Allied Advisory Services, Inc. Kansas City MO 05/2008 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 09/2022
Cetera Advisors Llc Kansas City MO 09/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2022 Present
  • 03/2001 → Present
    Wealth Enhancement Group, Inc.
    Kansas City, MO
  • 05/2008 → 09/2022
    First Allied Securities, Inc.
    Kansas City, MO
  • 05/2008 → 11/2020
    First Allied Advisory Services, Inc.
    Kansas City, MO
  • 11/2020 → 09/2022
    First Allied Advisory Services
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    Kansas City, MO
  • 09/2022 → Present
    Schaumburg, IL
Previous Registrations
  • 2007-01-01 → 2020-11-12
    First Allied Advisory Services, Inc.
    Chesterfield, MO
    Kansas City, MO
    Parkville, MO
  • 1996-11-12 → 2007-01-01
    Ffp Advisory Services Inc
    Kansas City, MO
Other Businesses

1.)DONALD D. ALLENBRAND, CPA; CERTIFIED PUBLIC ACCOUNTANT. START DATE:1/14/2008. 2.)OWNER/LESSOR OFFICE EQUIPMENT - LEASED TO WEALTH ENHANCEMENT GROUP (S-CORP) SINCE 01/01/2002. 3.)WEALTH ENHANCEMENT GROUP; DBA; START DATE:1/14/2008.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-11-04
S63 Uniform Securities Agent State Law Examination 1989-09-01
  • S65 Uniform Investment Adviser Law Examination
    1993-11-04
  • S63 Uniform Securities Agent State Law Examination
    1989-09-01

View on SEC IAPD

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