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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2020-11-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wealth Enhancement Group, Inc. | Kansas City | MO | 03/2001 | Present |
| First Allied Securities, Inc. | Kansas City | MO | 05/2008 | 09/2022 |
| First Allied Advisory Services, Inc. | Kansas City | MO | 05/2008 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 09/2022 |
| Cetera Advisors Llc | Kansas City | MO | 09/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2022 | Present |
1.)DONALD D. ALLENBRAND, CPA; CERTIFIED PUBLIC ACCOUNTANT. START DATE:1/14/2008. 2.)OWNER/LESSOR OFFICE EQUIPMENT - LEASED TO WEALTH ENHANCEMENT GROUP (S-CORP) SINCE 01/01/2002. 3.)WEALTH ENHANCEMENT GROUP; DBA; START DATE:1/14/2008.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 1989-09-01 |
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