Scott Cary James

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 10/2016
  Unemployed
  Louisville, CO
• 11/2016 → 03/2018
  Jp Morgan Chase Bank
  Boulder, CO
• 11/2016 → 03/2018
  Jp Morgan Securities, Llc
  Boulder, CO
• 03/2018 → 03/2020
  Ameriprise Financial Services, Inc
  Camas, WA
• 03/2020 → 07/2024
  Ameriprise Financial Services, Llc
  Camas, WA
• 09/2024 → Present
  Fisher Investments
  Camas, WA
• 08/2024 → 09/2024
  Unemployed
  Washougal, WA

Previous Registrations

• 2018-04-02 → 2024-07-30
  Ameriprise Financial Services, Llc
  Camas, WA
  Washougal, WA
• 2016-11-18 → 2018-03-23
  J.P. Morgan Securities Llc
  Boulder, CO
• 2013-10-15 → 2016-07-29
  Charles Schwab & Co., Inc.
  Englewood, CO
  Boulder, CO

Other Businesses

Real Estate Ownership; Single Family; 14 Via Pasquale, , Verduno, CN, Italy, WA, 12060; Investment-Related; 10/01/2023.

Exams

• S66 Uniform Combined State Law Examination
  2013-10-15
• S63 Uniform Securities Agent State Law Examination
  2008-03-28

Designations

• Certified Financial Planner