Barbour Thornton Farinholt

Employer firm

Riverfront Investment Group, LLC CRD 146221

$2.22B regulatory AUM 10 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• PROVIDE INVESTMENT MODELS TO UMA AND MODEL DELIVERY PLATFORMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 10/2016
  Riverfront Investment Group, Llc
  Richmond, VA
• 07/2012 → 05/2026
  Alps Distributors, Inc.
  Richmond, VA
• 10/2016 → 01/2019
  Riverfront Investment Group, Llc
  Richmond, VA
• 01/2019 → Present
  Riverfront Investment Group, Llc
  Richmond, VA

Other Businesses

1. NUTTALL STORE LLC, NOT INVESTMENT-RELATED, PO BOX 84 WARE NECK VA 23178, COUNTRY STORE, PARTNER, 1 HR/MON, NONE DURING TRADING HOURS. 2. ETF ACTION; INVESTMENT-RELATED; 4785 TEJON ST STE 201 DENVER, CO 80211; ETF RESEARCH AND ANALYTICS; BOARD OF DIRECTORS; STRATEGIC AND FINANCIAL ADVICE; 01/26/2022; 8 HRS/MON; 4 HRS/MON DURING TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-05-03
• S63 Uniform Securities Agent State Law Examination
  1991-10-22

Other Names

• Bart Farinholt