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Sudhicha Bob Vasavanont

Wells Fargo Clearing Services, LLC

Chicago, IL

CRD 3257835

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-08
IL RA APPROVED 2026-04-07
  • TX RA
    APPROVED_RES
    Since 2026-04-08
  • IL RA
    APPROVED
    Since 2026-04-07

Branch Locations

30 S Wacker Dr 39Th & 40Th Fls, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Chicago IL 08/2015 03/2026
Wells Fargo Clearing Services, Llc Chicago IL 03/2026 Present
Previous Registrations
  • 2014-01-03 → 2026-04-09
    Ubs Financial Services Inc.
    Northbrook, IL
    Brookfield, WI
    Chicago, IL
    Madison, WI
    Brookfield, WI
    Brookfield, WI
    Brookfield, WI
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-12-30
S63 Uniform Securities Agent State Law Examination 1999-09-29
  • S65 Uniform Investment Adviser Law Examination
    2013-12-30
  • S63 Uniform Securities Agent State Law Examination
    1999-09-29
Other Names
  • Sidhicha Bob Vasavanont
  • Bob Vasa

View on SEC IAPD

Nearby Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

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