Best Investors Account Sign in

Sudhicha Bob Vasavanont

Wells Fargo Clearing Services, LLC

Chicago, IL

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-08
IL RA APPROVED 2026-04-07
  • TX RA
    APPROVED_RES
    Since 2026-04-08
  • IL RA
    APPROVED
    Since 2026-04-07

Branch Locations

30 S Wacker Dr 39Th & 40Th Fls, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Chicago IL 08/2015 03/2026
Wells Fargo Clearing Services, Llc Chicago IL 03/2026 Present
Previous Registrations
  • 2014-01-03 → 2026-04-09
    Ubs Financial Services Inc.
    Northbrook, IL
    Brookfield, WI
    Chicago, IL
    Madison, WI
    Brookfield, WI
    Brookfield, WI
    Brookfield, WI
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-12-30
S63 Uniform Securities Agent State Law Examination 1999-09-29
  • S65 Uniform Investment Adviser Law Examination
    2013-12-30
  • S63 Uniform Securities Agent State Law Examination
    1999-09-29
Other Names
  • Sidhicha Bob Vasavanont
  • Bob Vasa

View on SEC IAPD

Other Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
GUGGENHEIM INVESTMENTS
PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor