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Wealth Enhancement Advisory Services, LLC CRD 116407
$122B regulatory AUM 327 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-01-02 |
| TX | RA | APPROVED | 2021-08-05 |
Branch Locations
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
164 W Main St Suite F, New Market, MD 21774 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lighthouse Wealth Management | New Market | MD | 01/2000 | 07/2021 |
| First Allied Securities, Inc. | San Diego | CA | 06/2014 | 10/2019 |
| Wealth Enhancement Group | Plymouth | MN | 07/2021 | Present |
| Wealth Enhancement Advisory Services | Plymouth | MN | 07/2021 | Present |
Lighthouse Tax Services, LLC; Partner; Non-CPA Accounting and/or Tax Preparation; Start date 07/01/2008; 16 hours per month. TOSCANA HOA - NOT INVESTMENT RELATED - NAPLES, FL - VICE PRESIDENT - START DATE: 1/01/2023 - 4 HOURS/MONTH, 0 HOURS DURING TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-07 |
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