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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-01-02
TX RA APPROVED 2021-08-05
  • MD RA
    APPROVED
    Since 2025-01-02
  • TX RA
    APPROVED
    Since 2021-08-05

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

164 W Main St Suite F, New Market, MD 21774 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lighthouse Wealth Management New Market MD 01/2000 07/2021
First Allied Securities, Inc. San Diego CA 06/2014 10/2019
Wealth Enhancement Group Plymouth MN 07/2021 Present
Wealth Enhancement Advisory Services Plymouth MN 07/2021 Present
  • 01/2000 → 07/2021
    Lighthouse Wealth Management
    New Market, MD
  • 06/2014 → 10/2019
    First Allied Securities, Inc.
    San Diego, CA
  • 07/2021 → Present
    Wealth Enhancement Group
    Plymouth, MN
  • 07/2021 → Present
    Wealth Enhancement Advisory Services
    Plymouth, MN
Previous Registrations
  • 2006-08-28 → 2021-07-23
    Lighthouse Wealth Management
    New Market, MD
  • 2003-05-19 → 2012-10-09
    Sii Investments, Inc.
    New Market, MD
    Frederick, MD
  • 2000-03-24 → 2004-08-13
    Lighthouse Wealth Management
    Frederick, MD
  • 1994-01-31 → 2003-05-03
    Fsc Securities Corporation
    Frederick, MD
Other Businesses

Lighthouse Tax Services, LLC; Partner; Non-CPA Accounting and/or Tax Preparation; Start date 07/01/2008; 16 hours per month. TOSCANA HOA - NOT INVESTMENT RELATED - NAPLES, FL - VICE PRESIDENT - START DATE: 1/01/2023 - 4 HOURS/MONTH, 0 HOURS DURING TRADING HOURS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-01-11
S63 Uniform Securities Agent State Law Examination 1994-04-07
  • S65 Uniform Investment Adviser Law Examination
    1995-01-11
  • S63 Uniform Securities Agent State Law Examination
    1994-04-07
Designations
  • Certified Financial Planner
Other Names
  • Andy Wilson
  • Andrew Paul Wilson

View on SEC IAPD

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