David Lawrence Dosik

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → Present
  Scf Securities, Inc
  Fresno, CA
• 08/2012 → Present
  Scf Investment Advisors, Inc.
  Fresno, CA
• 09/2024 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 09/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 02/2001 → Present
  Mj Financial Advisors
  Northbrook, IL
• 08/2024 → Present
  Fixed Insurance Agent
  Northbrook, IL

Previous Registrations

• 2012-08-06 → 2024-09-17
  Scf Investment Advisors, Inc.
  Fresno, CA
  Northbrook, IL
  San Diego, CA
• 2007-12-04 → 2012-08-06
  Brokersxpress Llc
  Boca Raton, FL
  Chicago, IL
  Northbrook, IL
  El Paso, TX
  Northbrook, IL
• 2003-11-13 → 2007-12-03
  Financial West Group
  Northbrook, IL

Other Businesses

1) FIXED INSURANCE AGENT, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, SALES OF LONG-TERM CARE INSURANCE, FIXED ANNUITIES, AND LIFE INSURANCE. 2) MJ FINANCIAL ADVISORS, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, OWNER, FINANCIAL ADVISOR, DBA FOR INVESTMENT BUSINESS, SINCE 02/2001, 40H/WEEK.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-18
• S63 Uniform Securities Agent State Law Examination
  1989-08-24

Other Names

• David L Dosik