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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2006-04-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities, Inc. | Florence | KY | 06/1988 | Present |
| Fifth Third Bank Of Northern Kentucky | Florence | KY | 07/1992 | Present |
UNIVERSITY OF CINCINNATI ATHLETIC DEPT. 2624 UNIVERSITY CAMPUS CINCINNATI, OH 15HRS/YR CHAIN CREW-HOME FOOTBALL GAMES ONLY NOT DURING TRADING HOURS NOT INVESTMENT RELATED 12/9/2006
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-19 |
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