Best Investors Account Sign in
Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2006-04-21
  • KY RA
    APPROVED
    Since 2006-04-21

Branch Locations

8100 Burlington Pike, Florence, KY 41042 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities, Inc. Florence KY 06/1988 Present
Fifth Third Bank Of Northern Kentucky Florence KY 07/1992 Present
Other Businesses

UNIVERSITY OF CINCINNATI ATHLETIC DEPT. 2624 UNIVERSITY CAMPUS CINCINNATI, OH 15HRS/YR CHAIN CREW-HOME FOOTBALL GAMES ONLY NOT DURING TRADING HOURS NOT INVESTMENT RELATED 12/9/2006

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-20
S63 Uniform Securities Agent State Law Examination 1999-10-19
  • S66 Uniform Combined State Law Examination
    2006-04-20
  • S63 Uniform Securities Agent State Law Examination
    1999-10-19
Designations

View on SEC IAPD

More in Florence, KY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor