Jeffrey Alan Lawson

Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2006-04-21

KY RA
APPROVED

Since 2006-04-21

Branch Locations

8100 Burlington Pike, Florence, KY 41042 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Fifth Third Securities, Inc.	Florence	KY	06/1988	Present
Fifth Third Bank Of Northern Kentucky	Florence	KY	07/1992	Present

06/1988 → Present

Fifth Third Securities, Inc.

Florence, KY
07/1992 → Present

Fifth Third Bank Of Northern Kentucky

Florence, KY

Other Businesses

UNIVERSITY OF CINCINNATI ATHLETIC DEPT. 2624 UNIVERSITY CAMPUS CINCINNATI, OH 15HRS/YR CHAIN CREW-HOME FOOTBALL GAMES ONLY NOT DURING TRADING HOURS NOT INVESTMENT RELATED 12/9/2006

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-04-20
S63	Uniform Securities Agent State Law Examination	1999-10-19

S66 Uniform Combined State Law Examination

2006-04-20
S63 Uniform Securities Agent State Law Examination

1999-10-19

Designations

Certified Financial Planner

View on SEC IAPD