Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-02-04 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Fresno | CA | 06/2012 | 08/2018 |
| Raymond James Financial Services Advisors Inc. | Fresno | CA | 06/2012 | 08/2018 |
| Insurance-Non Variable | Fresno | CA | 08/2012 | 04/2024 |
| United Security Bank | Fresno | CA | 06/2012 | 08/2018 |
| First Allied Securities, Inc | San Diego | CA | 08/2018 | 09/2022 |
| First Allied Advisory Services, Inc | San Diego | CA | 08/2018 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 04/2024 |
| Cetera Advisors Llc | Fresno | CA | 09/2022 | 04/2024 |
| Lpl Financial Llc | Fresno | CA | 04/2024 | Present |
1)03/21/2024 - GEIS FINANCIAL - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 04/2024 - 100 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 1991-02-24 |
Reach out to this advisor