Mark Joseph Woolhiser

Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2010-01-28

MI RA
APPROVED

Since 2010-01-28

Branch Locations

Plymouth, MI • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Henderson, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sigma Financial Corporation	Ann Arbor	MI	03/2002	Present
Sigma Planning Corporation	Ann Arbor	MI	04/2002	Present

03/2002 → Present

Sigma Financial Corporation

Ann Arbor, MI
04/2002 → Present

Sigma Planning Corporation

Ann Arbor, MI

Other Businesses

1. DBA - MBC Investment Consulting, Inc., Plymouth, MI 2. Receive rental income from tenant of subleased business lease, Plymouth, MI. Start date: 2/24/22, less than 1 hr/mo. INV REL: N 3. W Financial Group, LLC, Plymouth, MI. 2 member LLC. Entity is currently inactive. Start date: 5/14/14, less than 1 hr/mo. 4. Receive trails as a fixed life insurance agent.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-07-21
S63	Uniform Securities Agent State Law Examination	1989-10-10

S65 Uniform Investment Adviser Law Examination

2009-07-21
S63 Uniform Securities Agent State Law Examination

1989-10-10

View on SEC IAPD