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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-05-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company Of America | Chicago | IL | 06/2021 | 03/2023 |
| Michigan Shores Club | Wilmette | IL | 09/2022 | Present |
| Unemployed | Wilmette | IL | 06/2020 | 05/2021 |
| Glenbrook Paddle Club | Glenbrook | IL | 11/2019 | 05/2020 |
| Unemployed | Wilmette | IL | 07/2019 | 10/2019 |
| Rfr Trading | Wilmette | IL | 01/2010 | 06/2019 |
| Park Avenue Securities Llc | Chicago | IL | 12/2021 | 03/2023 |
| Hefg | Chicago | IL | 06/2021 | 03/2023 |
| Jpmorgan Chase Bank (Il) | Glenview | IL | 03/2023 | Present |
| J.P. Morgan Securities Llc | Glenview | IL | 03/2023 | Present |
Entity Name: Michigan Shores Club Investment related: No "Address: Michigan Shores Club, 911 Michigan Ave. Wilmette, Il 60091. https://www.michiganshores.org/" Nature of the other business: Social Club Position/Title/Relationship: Employee/Contractor Start Date: 09/01/2022 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Social club where I provide racket sports instruction. Not securities or JPMC related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 2020-08-06 |
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