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6201 Fairview Road, Suite 200 Pmb 17336509, Charlotte, NC 28210 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-06-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Forest Capital | Charlotte | NC | 02/2009 | 06/2020 |
| Sixty Guilders Management, Llc | Charlotte | NC | 10/2007 | Present |
| Brc Wealth Management Llc Dba Forest Capital | Charlotte | NC | 02/2020 | 05/2023 |
| Forest Capital Operating Company Llc | Charlotte | NC | 06/2023 | Present |
1. SIXTY GUILDERS MANAGEMENT, LLC, 418 COLVILLE RD. CHARLOTTE NC 28207; INVESTMENT RELATED, RECEIVE CONSULTING FEES, NATURE OF BUSINESS: ASSET MANAGEMENT ADVISORY BUSINESS, POSITION: MANAGING PRINCIPAL STARTED MARCH 2008, 100 HOURS/MONTH: 50 OF THESE HOURS DURING TRADING HOURS, DUTIES: PROVIDE BESPOKE SECURITY ANALYSIS AND CONSULTING, MAKING VALUATION RECOMMENDATIONS FOR DEBT AND EQUITY SECURITIES. 2. SIXTY GUILDERS RESEARCH, LLC; 418 COLVILLE RD. CHARLOTTE NC 28207; INVESTMENT RELATED, RECEIVE CONSULTING FEES & LICENSE FEES, NATURE OF BUSINESS: PORTFOLIO ADVISORY BUSINESS, TITLE: MANAGING PRINCIPAL. 50HRS/MONTH: 25 OF THESE HOURS ARE DURING TRADING HOURS, DUTIES: PROVIDE VALUATION AND CREDIT ANALYSIS FOR DEBT AND EQUITY SECURITIES.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-08-28 |
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