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2200 Century Parkway Suite 500, Atlanta, GA 30345 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-09 |
| NJ | RA | APPROVED | 2018-01-23 |
Branch Locations
9 Lincoln Avenue, Rutherford, NJ 07070 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2007-02-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Strategic Financial Alliance, Inc. | Atlanta | GA | 09/2005 | 12/2020 |
| Compass Wealth Management | Rutherford | NJ | 09/2005 | Present |
| The Strategic Financial Alliance, Inc. | Atlanta | GA | 01/2007 | 12/2020 |
| Compass Wealth Management, Llc | Rutherford | NJ | 09/2013 | Present |
| William Paterson University | Wayne | NJ | 09/2013 | 11/2016 |
| Bloomfield College | Bloomfield | NJ | 08/2015 | 12/2016 |
| William Paterson University | Wayne | NJ | 01/2017 | 09/2018 |
| Strategic Blueprint, Llc | Atlanta | GA | 01/2018 | Present |
1. COMPASS WEALTH MANAGEMENT - INVESTMENT RELATED - 9 LINCOLN AVENUE, GROUND FLOOR RUTHERFORD, NJ 07070 - REGISTERED INVESTMENT ADVISER - OWNER - 11/01/2013 - 10 HOURS/MONTH, DURING TRADING - FINANCIAL PLANNING, INVESTMENT ADVICE. 2. 379 ASSOCIATES LLC - NOT INVESTMENT RELATED - 14 KOSSUTH ST WALLINGTON NJ 07057 - SMALL BUSINESS CONSULTING, PERSONAL AND BUSINESS COACHING, MISCELLANEOUS SMALL BUSINESS ASSISTANCE - PARTNER - 10/01/2007 - 5 HOURS/MONTH NONE DURING TRADING HOURS - PROVIDING CONSULTING AND OTHER SERVICES TO SMALL BUSINESSES; FULFILLMENT COACHING TO HELP CLIENTS ACHIEVE THEIR FULL POTENTIAL, BOTH PROFESSIONALLY AND PERSONALLY 3. FIXED INSURANCE - NOT INVESTMENT RELATED - 9 LINCOLN AVE RUTHERFORD, NJ 07070 - FIXED INSURANCE SALES AND SERVICE, AMOUNT OF ACTIVITY VARIES CONSIDERABLY YEAR TO YEAR DEPENDING ON CLIENT NEED - AGENT - 01/2005 - 0-3 HOURS/MONTH, DURING TRADING - SALES AND SERVICE.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-01-05 |
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